Applications and Forms

Notes concerning file formats: The following are available for download in MS Word or Adobe PDF format. If you need a form and can't use one from the page, call the Office of Financial Regulation at (850) 410-9527 and request that a form be mailed to you.

Articles Model Articles of Incorporation - MS Word Models Articles of Incorporation - PDF	Annual Financial Institution Safety and Soundness Examination Survey MS Word PDF
Model Articles of Organization for Bank or Trust Limited Liability Company MS Word PDF	OFR-U-29 Capital Equivalency Deposit Agreement MS Word PDF
OFR-U-1 Application for Authority to Organize a State Bank, Savings Bank, or Association [OFR-U-1] MS Word PDF	OFR-U-50 Quarterly Asset Maintenance Report MS Word PDF
OFR-U-4 Conversion Application [OFR-U-4] MS Word PDF	OFR-U-51 Asset Maintenance Monthly Deficiency Report MS Word PDF
OFR-U-10 Interagency Biographical and Financial Form [OFR-U-10] MS Word PDF	OFR-U-52 Quarterly Report of Monthly Capital Equivalency MS Word PDF
Addendum OFR-U-10A Confidential Release of Information Supplement to the Interagency Biographical and Financial Form [Use with OFR-U-10] MS Word PDF	OFR-U-53 Capital Equivalency Monthly Deficiency Report MS Word PDF
FDIC6510 A supplement to OFR-U-10 MS Word PDF	OFR-U-55 International Call Report http://www.ffiec.gov/forms002.htm
International Addendum A supplement for Form OFR-U-10 to be used for foreign nationals MS Word PDF	OFR-U-56 Instructions, Semi-annual Statement of Income Excel - Income Statement MS Word PDF
OFR-U-11 Application For Certificate of Approval to Purchase or Acquire A Controlling Interest in a State Bank or Trust Company MS Word PDF	OFR-U-57 Certificate of Capital MS Word PDF
OFR-U-12 Application to Relocate an Office of a State Bank, Trust Company, Savings Bank, or Association [OFR-U-12] MS Word PDF	OFR-U-69 Dissolution Certificate (Used by Credit Unions) MS Word PDF
OFR-U-14 Trust Service Office Application [OFR-U-14] MS Word PDF	OFR-U-70 Expansion of Field of Membership Questionnaire (Used by Credit Unions) MS Word PDF
OFR-U-15 Application for Authority to Exercise Trust Powers [OFR-U-15] MS Word PDF	Credit Union Director's Oath MS Word PDF
OFR-U-16 Application to Establish a Branch Office of a State Bank, Trust Company, Savings Bank, or Association. [To be used by institutions that do not qualify for the branch notification process} [OFR-U-16] MS Word PDF	Report of Officials (Used by credit unions) MS Word PDF
OFR-U-17 Purchase & Assumption Application [OFR-U-17] MS Word PDF	List of Officers and Directors and Director's Oath (Used by Banks, Trust Companies, and Savings and Loan Associations) MS Word PDF
Biographical Sketch on Officers and Directors (Used by Banks, Trust Companies, and Savings and Loan Associations) MS Word PDF
OFR-U-19 Merger Application [OFR-U-19] MS Word PDF	Bank Semi-Annual Assessment Return Form (Used by all Banks) MS Word PDF
OFR-U-19a Merger Application/Successor Institution Application [OFR-U-19a] MS Word PDF	Trust Company Semi-Annual Assessment Return Form (Used by all Trust Companies) MS Word PDF
OFR-U-20 Application for Authority to Establish an International Agency or Branch [OFR-U-20] MS Word PDF	Credit Union Semi-Annual Assessment Return Form (Used by all Credit Unions) MS Word PDF
OFR-U-20A Application for Authority to Establish an International Representative or Administrative Office [OFR-U-20a] MS Word PDF	Savings and Loan Association Semi-Annual Assessment Return Form (Used by all Savings and Loan Associations) MS Word PDF
OFR-U-20B For Authority to Convert an International Agency to a Branch Office MS Word PDF	International Bank Agency Semi-Annual Assessment Return Form (Used by all International Agency Offices) MS Word PDF
OFR-U-20C Application for Authority to Establish an International Development Bank MS Word PDF	Corporate Name Approval Request Form Note: In order for the Office of Financial Regulation to consider a request by a proposed non-financial institution business for approval to use "bank," "banker," "banking," "trust company," "savings and loan association," "savings bank," or "credit union," or words of similar import, in any context or in any manner in its corporate title, and issue a no objection letter, please complete and submit this form. MS Word PDF
OFR-U-28 Application to Establish a Trust Company [OFR-U-28] MS Word PDF	OFR-U-130A Consolidated Financial Reports for Non-Deposit Trust Companies MS Word PDF
OFR-U-30 Change Name of Financial Institution [OFR-U-30] MS Word PDF	OFR-U-XX Debt Cancellation Products Short Form Disclosures MS Word PDF OFR-U-YY Debt Cancellation Products Long Form Disclosures MS Word PDF
OFR-U-60 Application for Authority to Operate a State Credit Union MS Word PDF	Certificate of Good Standing Request Form This form should be used by persons or entities other than Florida financial institutions, law enforcement agencies, or state/federal regulatory agencies to request certificates of good standing for state-chartered banks, credit unions, and trust companies, or state-licensed international banking offices. NOTE: IF YOU ARE NOT SURE THAT YOU NEED A CERTIFICATE, PLEASE CALL 850-410-9800 BEFORE SUBMITTING A REQUEST! MS Word PDF
OFR-U-61 Model Credit Union Bylaw Form MS Word PDF	Director Approval Form This form should be used by state financial institutions that are subject to the reporting requirements of Section 655.0385, Florida Statutes. MS Word PDF
OFR-U-61A Credit Union By-Law Amendment Form MS Word PDF
OFR-U-64 Application for Authority to Merge a Credit Union into a State Credit Union MS Word PDF
OFR-U-67 Conversion Application MS Word PDF
	Examination Documentation MS Word PDF
	Examination Discussion MS Word PDF
	Exam Procedures MS Word PDF
	Exhibit A - Assurance Letter MS Word PDF
	Exhibit B - Management Information Systems Checklist MS Word PDF
	Exhibit C - Organizational Meeting Topics MS Word PDF
	Exhibit H - E-Banking Questionnaire MS Word PDF
	Exhibit I - Statutes MS Word PDF
	Exhibit J - FDIC Financial Institution Letters MS Word PDF
	Exhibit L - Director's Oath MS Word PDF
	Exhibit List MS Word PDF