The files listed below are zipped files. Downloadable to Excel spreadsheet format. The License Codes file contains an explanation of the codes used for each licensing program.
NOTE: Initial Effective Date The earliest date of licensure for this specific entity, branch or individual person. It does not imply that this licensee has remained continuously licensed since that date. If blank, the date was prior to the beginning of the current automated system (10/91).
Finance License Codes
Loan Originators (NMLS) A-I Loan originators with last names A through I
Loan Originators (NMLS) J-R Loan originators with last names J through R
Loan Originators (NMLS) S-Z Loan originators with last names S through Z
Loan Originator Applications Received (6/1/2011 through 7/31/2011)
Loan Originator Applications Received (8/1/2011 through 9/9/2011)
MB Individuals A- I Mortgage brokers with last names A through I
MB Individuals J - R Mortgage brokers with last names J through R
MB Individuals S - Z Mortgage brokers with last names S through Z
Ch 494 Businesses - NMLS (MBR - MBRB) Chapter 494 businesses including Mortgage Brokers and branch offices
Ch 494 Businesses - NMLS (MLD - MLDB) Chapter 494 businesses including Mortgage Lenders and branch offices
Ch 494 Businesses (MBB, MBBB) Chapter 494 businesses including Mortgage Broker Businesses and branch offices
Ch 494 Businesses (CL, CLB) Chapter 494 businesses including Correspondent Lenders and branch offices
Ch 494 Businesses (ML, MLB, MLS, MLST, MLTB) Chapter 494 businesses including Mortgage Lenders and branch offices
Collection Agencies Consumer Collection Agencies and Commercial Collection Agencies
CF Businesses Consumer Finance Businesses
SF Businesses Sales Finance Businesses and branches offices
RS Businesses A - J Retail Installment Sellers and branches offices
RS Businesses K - Z Retail Installment Sellers and branches offices
MV Businesses Motor Vehicle Retail Sellers and branches offices
HI Businesses Home Improvement Retail Sellers and branches offices
Money Services Businesses License Codes
Money Services Businesses Businesses licensed as Money Transmitters
Money Transmitter Locations MT Business locations - File #s less than 051832
Money Transmitter Locations MT Business locations - File #s greater than 051832
Securities Registration Codes
Firms and Branches A-I Securities firms registered as dealers, issuer dealers, investment advisers and branch offices
Firms and Branches J-Z Securities firms registered as dealers, issuer dealers, investment advisers and branch offices
Associated Persons A-Z Individuals registered as associated persons with issuer dealers and dealers that are not members of FINRA