The Florida Division of Securities utilizes the Regulatory Enforcement and Licensing system (REAL) to satisfy the notice filing requirements of Canadian Dealers. This online system enables Canadian Dealers to submit their application form and fees electronically. Additional filing requirements shall submitted as prescribed in Chapter 517.12(17), F.S. and Rule 69W-600.0015, F.A.C.
All paper submissions received by mail will be returned along with instructions to file electronically.
To apply, renew or manage your registration, click here.
For step-by-step instructions, click here.
Additional documents required to be uploaded in order to complete the filing:
1. Evidence of a current registration as a dealer in the jurisdiction in which the dealer's main office is located; and
2. Evidence of current membership in a self-regulatory organization or stock exchange in Canada
Amendments and Maintaining Registration
Successor Registration Requirements
Current Uniform Registration Forms
Tel: (850) 410-9893
Fax: (850) 410-9748
850-Its-Your-Money (850-487-9687), Option 1
Division Key Personnel
Chapter 517: Securities and Investor Protection Act
This information is not a complete summary of the rules and regulations governing compliance with Florida law; they are merely to assist applicants and registrants with filing requirements. Refer to Chapter 517, F.S., or contact the Office for more information.
69W-301.002, Processing of Applications
Chapter 69W-600.015, F.A.C