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Division
of Securities
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How to File a
Consumer Complaint
1-800-848-3792
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To ensure that that your
complaint is reviewed as quickly
as possible, the
following information should
also
be provided with the
complaint:
-
A summary of the
complaint
detailing its
nature, name of
the firm and
individual(s)
involved, and
what was said or
done that
resulted in your
need to file a
complaint.
-
Copies of
documents
concerning the
matter: Provide
copies of all
documents in
your possession
including but
not limited to:
contracts,
account
statements,
disclosure
documents,
cancelled checks
or money wires,
sales materials,
and
advertisements.
-
Correspondence
with the parties
involved.
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REAL Online Service Guide - How to File a Complaint