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Division of Consumer Finance

Canadian Dealer: Associated Person

Canadian dealers are NOT required to register their associated persons in Florida.

An associated person who represents a Canadian dealer who has made a notice filing under this subsection is exempt from the registration requirements of this section and may effect transactions in securities in this state as permitted for a dealer under Section 517.12(17) (a), Florida Statutes, if such person is registered in the jurisdiction from which he or she is effecting transactions into this state.